Compliance Training | Regulatory Compliance | Edcomm Group
Seat Time: 1.75hrs - Desc:
This course presents an all-inclusive explanation of the provisions made by the Health Insurance Portability and Accountability Act (HIPAA). It highlights the important aspects of the bill and the implications it has on financial institutions. Furthermore, the course will designate applicable business interactions between health care providers and financial institutions, regulations involving Protected Health Information (PHI), and specific rules enacted under HIPAA. Upon successful completion of the course, the learner will have a better understanding of the following concepts and terms:
- Transmission of Information
- Electronic Standardization of PHI
- The Privacy Rule
- The Security Rule
Seat Time: 2hrs - Desc:
This course details the Health Insurance Portability and Accountability Act (HIPAA) and outlines the impact it has on the financial industry. It features information relating to security provisions, entities affected by HIPAA, and how financial institutions can comply with the act. Upon completion of this course, the learner will have a better understanding of the following:
- Business Associates
- Exceptions to HIPAA
- HIPAA Penalties
Seat Time: 1hrs - Desc:
This course will explore the Home Mortgage Disclosure Act, its purpose and the types of applications it covers. The course will also delve into reporting requirements and rate spread. After completing this program, the learner will be able to:
- Adhere to appropriate reporting requirements.
- Calculate rate spread using the Federal Institutions Examination Council calculator.
- Discuss reporting information with applicants and borrowers.
Seat Time: 2.25hrs - Desc:
This course will familiarize the learner with laws and policies surrounding Equal Employment Opportunity. The learner will explore the key federal laws which prohibit workplace discrimination and harassment. After completing this program, the learner will be able to:
- Recognize instances of discrimination and harassment, particularly sexual harassing behaviors.
- Understand and apply key federal laws such as ADA, FLSA, FMLA, and HIPAA.
- Address requirements, policies, and the results of non-compliance.
Seat Time: 2.25hrs - Desc:
This course will provide a general overview of the various organizations that make up the international Anti-Money Laundering (AML) collective. This course, which takes a look at organizations such as the Office of Foreign Assets Control (OFAC), the Financial Action Task Force (FATF), and the Gulf Cooperation Council (GCC), will familiarize the learner with the many efforts made by the global community to combat money laundering and terrorist financing. Upon completion of this course, the learner will be able to:
- Understand the purpose of several international AML organizations.
- Name several laws and directives that govern the global financial community.
- Better serve in his/her role as an AML professional.
Seat Time: 1hrs - Desc:
This course will include information on the history and development of Individual Retirement Accounts (IRAs). This course will provide a brief overview of the various types of IRAs that exist, and will provide a list of frequently asked questions that the learner should be able to answer. After completing this program, the learner will be able to:
- Answer any questions that customers may have concerning IRAs.
- Understand how the IRAs have been shaped by previous legislation.
- Use different reports to fulfill reporting requirements to the IRS.
Seat Time: 2hrs - Desc:
This course will provide a comprehensive overview of individual mortgage loan fraud schemes. The learner will be exposed to identity theft, equity skimming, property flipping, silent seconds, and more. After completing this course, the learner will be able to:
- Identify and differentiate between various types of mortgage loan fraud schemes.
- Implement procedures and policies for preventing, detecting, and reporting mortgage loan fraud schemes.
- Understand the role of various regulatory agencies in preventing mortgage loan fraud schemes.
Seat Time: 2.5hrs - Desc:
This course will introduce the learner to operational risk in the business. The course will provide the learner with an overview of operational risk present in other financial institutions as well as how operational risk should be treated in the workplace. After completing this program, the learner will understand:
- Definition of operational risk.
- How risk is measured and identified.
- Basel II's recommendations on operational risk.
