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1300 Virginia Drive

Suite 220

Fort Washington, PA 19034

Toll Free: 888.433.2666

International: +1.215.542.6900

Fax: +1.215.542.6814

inquiries@edcomm.com

Compliance Training | Regulatory Compliance | Edcomm Group

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Seat Time: 3hrs - Desc:

This course will educate the learner on fair lending procedures and regulations. This course will also discuss marketing and advertising, and the interview process for loans. After completing this program, the learner will be able to:

  • Inform consumers of the appraisal, interview, and underwriting process.
  • Adhere to federal regulations surrounding fair lending.
  • Understand requirements for taking credit applications and evaluations.
Seat Time: 0.75hrs - Desc:

This course will provide information on the Foreign Account Tax Compliance Act (FATCA), including details on financial institution exemptions and compliance requirements. The course explores how FATCA combats tax law noncompliance within the United States. Upon completion of the course, the learner will be able to:

  • Effectively implement FATCA requirements in the institution.
  • Understand the importance and requirements of the tax law.
  • Prepare for FATCA application within the financial institution.
Seat Time: 0.75hrs - Desc:

This course will instruct the learner on the purpose and responsibilities of the Federal Deposit Insurance Corporation (FDIC). The learner will become familiar with the different types of account ownership and account ownership categories. After completing this program, the learner will be able to:

  • Recommend appropriate accounts for consumers based on their needs and desires.
  • Apply FDIC regulations and procedures.
  • Differentiate between insured deposits and uninsured deposits.
Seat Time: 1.5hrs - Desc:

This course will provide the learner with an introduction to FINRA and its key responsibilities and functions in regulating U.S. securities firms. The course will provide details regarding the history of FINRA and the various rules that it imposes and enforces. After completing this course, the learner will understand:

  • The functions of arbitration and mediation and the differences between each.
  • How FINRA regulates the financial services industry.
  • The purpose of the Communication Rules and FINRA Rule 3310.
Seat Time: 0.75hrs - Desc:

This course will provide the learner with information about the National Flood Insurance Act of 1968. The learner will understand the amount of flood insurance generally given and which types of property are eligible for coverage. After completing this program, the learner will be able to:

  • Comply with the Act’s requirements.
  • Apply flood insurance to loans that require it.
  • Differentiate between real estate that is and is not eligible for flood insurance.

Seat Time: 1hrs - Desc:

This course will familiarize the learner with the details of the Foreign Corrupt Practices Act and how it is implemented at the organization. The course will also familiarize the learner with the Act’s anti-bribery provisions and accounting and recordkeeping requirements that the Act imposes. After completing this course, the learner will understand:

  • What constitutes a red flag for foreign corrupt practices.
  • How to properly keep records in accordance with the Act.
  • The penalties for foreign corrupt practices.

Seat Time: 1.5hrs - Desc:

This course will discuss fraud and the bank’s commitment to compliance laws and regulations. This course will also explain the reporting process and other procedures. After completing this program, the learner will be able to:

  • Adhere to recordkeeping and reporting requirements.
  • Recognize and address instances of fraudulent activity.
  • Understand the reasons behind fraud and the role the learner plays in fraud prevention.
Seat Time: 1.25hrs - Desc: This course will provide the learner with an introduction to the Gramm-Leach-Bliley Act (GLBA) and its various aspects regarding information privacy and security. After completing this course, the learner will understand:

  • The history and specific purposes of the GLBA.
  • What the privacy rule is.
  • What the safeguards rule is and what it does.
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