Contact Us

1300 Virginia Drive

Suite 220

Fort Washington, PA 19034

Toll Free: 888.433.2666

International: +1.215.542.6900

Fax: +1.215.542.6814

Compliance Training | Regulatory Compliance | Edcomm Group

Swap Dealers

T1. Swap Dealers: This topic will describe the purpose of swap dealers and security-based swap dealers, as well as the final rules issued by the Commodity Futures Trading Commission (CFTC) and the Securities and Exchange Commission (SEC).